Beyond Freedom and Dignity
B. F. Skinner
Chapter 2: Freedom
Almost all living things act to free themselves from harmful contacts. A kind of freedom is achieved by the relatively simple forms of behavior called reflexes. A person sneezes and frees his respiratory passages from irritating substances. He vomits and frees his stomach from indigestible or poisonous food. He pulls back his hand and frees it from a sharp or hot object. More elaborate forms of behavior have similar effects. When confined, people struggle (“in rage”) and break free. When in danger they flee from or attack its source. Behavior of this kind presumably evolved because of its survival value; it is as much a part of what we call the human genetic endowment as breathing, sweating, or digesting food. And through conditioning similar behavior may be acquired with respect to novel objects which could have played no role in evolution. These are no doubt minor instances of the struggle to be free, but they are significant. We do not attribute them to any love of freedom; they are simply forms of behavior which have proved useful in reducing various threats to the individual and hence to the species in the course of evolution.
A much more important role is played by behavior which weakens harmful stimuli in another way. It is not acquired in the form of conditioned reflexes, but as the product of a different process called operant conditioning. When a bit of behavior is followed by a certain kind of consequence, it is more likely to occur again, and a consequence having this effect is called a reinforcer. Food, for example, is a reinforcer to a hungry organism; anything the organism does that is followed by the receipt of food is more likely to be done again whenever the organism is hungry. Some stimuli are called negative reinforcers; any response which reduces the intensity of such a stimulus—or ends it—is more likely to be emitted when the stimulus recurs. Thus, if a person escapes from a hot sun when he moves under cover, he is more likely to move under cover when the sun is again hot. The reduction in temperature reinforces the behavior it is “contingent upon”—that is, the behavior it follows. Operant conditioning also occurs when a person simply avoids a hot sun—when, roughly speaking, he escapes from the threat of a hot sun.
Negative reinforcers are called aversive in the sense that they are the things organisms “turn away from.” The term suggests a spatial separation—moving or running away from something—but the essential relation is temporal. In a standard apparatus used to study the process in the laboratory, an arbitrary response simply weakens an aversive stimulus or brings it to an end. A great deal of physical technology is the result of this kind of struggle for freedom. Over the centuries, in erratic ways, men have constructed a world in which they are relatively free of many kinds of threatening or harmful stimuli—extremes of temperature, sources of infection, hard labor, danger, and even those minor aversive stimuli called discomfort.
Escape and avoidance play a much more important role in the struggle for freedom when the aversive conditions are generated by other people. Other people can be aversive without, so to speak trying: they can be rude, dangerous, contagious, or annoying, and one escapes from them or avoids them accordingly. They may also be “intentionally” aversive—that is, they may treat other people aversively because of what follows. Thus, a slave driver induces a slave to work by whip ping him when he stops; by resuming work the slave escapes from the whipping (and incidentally reinforces the slave driver’s behavior in using the whip). A parent nags a child until the child performs a task; by performing the task the child escapes nagging (and reinforces the parent’s behavior). The blackmailer threatens exposure unless the victim pays; by paying, the victim escapes from the threat (and reinforces the practice). A teacher threatens corporal punishment or failure until his students pay attention; by paying attention the students escape from the threat of punishment (and reinforce the teacher for threatening it). In one form or another intentional aversive control is the pattern of most social coordination—in ethics, religion, government, economics, education, psychotherapy, and family life.
A person escapes from or avoids aversive treatment by behaving in ways which reinforce those who treated him aversively until he did so, but he may escape in other ways. For example, he may simply move out of range. A person may escape from slavery, emigrate or defect from a government, desert from an army, become an apostate from a religion, play truant, leave home, or drop out of a culture as a hobo, hermit, or hippie. Such behavior is as much a product of the aversive conditions as the behavior the conditions were designed to evoke. The latter can be guaranteed only by sharpening the contingencies or by using stronger aversive stimuli.
Another anomalous mode of escape is to attack those who arrange aversive conditions and weaken or destroy their power. We may attack those who crowd us or annoy us, as we attack the weeds in our garden, but again the struggle for freedom is mainly directed toward intentional controllers—toward those who treat others aversively in order to induce them to behave in particular ways. Thus, a child may stand up to his parents, a citizen may overthrow a government, a communicant may reform a religion, a student may attack a teacher or vandalize a school and a dropout may work to destroy a culture.
It is possible that man's genetic endowment supports this kind of struggle for freedom: when treated aversively people tend to act aggressively or to be reinforced by signs of having worked aggressive image. Both tendencies should have had evolutionary advantages, and they can easily be denominated. If two organisms which have been coexisting peacefully receive painful shocks, they immediately exhibit characteristic patterns of aggression toward each other. The aggressive behavior is not necessarily directed toward the actual source of stimulation; it may be "displaced" toward any convenient person or object. Vandalism and riots are often forms of undirected or misdirected aggression. An organism which has received a painful shock will also, if possible, act to gain access to another organism toward which it can act aggressively. The extent to which human aggression exemplifies innate tendencies is not clear, and many of the ways in which people attack and thus weaken or destroy the power of intentional controllers are quite obviously learned.
What we may call the “literature of freedom” has been designed to induce people to escape frown or attack those who act to control them aversively. The content of the literature is the philosophy of freedom, but philosophies are among those inner causes which need to be scrutinized. We say that a person behaves in a given way because he possesses a philosophy, but we infer the philosophy from the behavior and therefore cannot use it in any satisfactory way as an explanation, at least until it is in turn explained. The literature of freedom, on the other hand, has a simple objective status. It consists of books, pamphlets, manifestoes, speeches, and other verbal products, designed to induce people to act to free themselves from various kinds of intentional control. It does not impart a philosophy of freedom; it induces people to act.
The literature often emphasizes the aversive conditions under which people live, perhaps by contrasting them with conditions in a freer world. It thus makes the conditions more aversive, "increasing the misery" of those it is trying to rescue. It also identifies those from whom one is to escape or those whose power is to be weakened through attack. Characteristic villains of the literature are tyrants, priests, generals, capitalists, martinet teachers, and domineering parents…. The literature of freedom has made an essential contribution to the elimination of many aversive practices in government, religion, education, family life, and the production of goods.
The contributions of the literature of freedom, however, are not usually described in these terms. Some traditional theories could conceivably be said to define freedom as the absence of aversive control, but the emphasis has been on how that condition feels. Other traditional theories could conceivably be said to define freedom as a person's condition when he is behaving under nonaversive control, but the emphasis has been upon a state of mind associated with doing what one wants. According to John Stuart Mill, “Liberty consists in doing what one desires.” The literature of freedom has been important in changing practice (it has changed practices whenever it has had any effect whatsoever), but it has nevertheless defined its task as the changing of states of mind and feelings. Freedom is a “possession.” A person escapes from or destroys the power of a controller in order to feel free, and once he feels free and can do what he desires, no further action is recommended and none is prescribed by the literature of freedom, except perhaps eternal vigilance lest control be resumed.
The feeling of freedom becomes an unreliable guide to action as soon as would-be controllers turn to nonaversive measures, as they are likely to do to avoid the problems raised when the controller escapes or attacks. Nonaversive measures are not as conspicuous as aversive and are likely to be acquired more slowly, but they have obvious advantages which promote their use. Productive labor, for example, was once the result of punishment: the slave worked to avoid the consequences of not working. Wages exemplify a different principle; a person is paid when he behaves in a given way so that he will continue to behave in that way. Although it has long been recognized that rewards have useful effects, wage systems have evolved slowly. In the nineteenth century it was believed that an industrial society required a hungry labor force; wages would be effective only if the hungry worker could exchange them for food. By making labor less aversive—for instance, by shortening hours and improving conditions—it has been possible to get men to work for lesser rewards. Until recently teaching was almost entirely aversive: the student studied to escape the consequences of not studying, but nonaversive techniques are gradually being discovered and used. The skillful parent learns to reward a child for good behavior rather than punish him for bad. Religious agencies move from the threat of hellfire to an emphasis on God's love, and governments turn from aversive sanctions to various kinds of inducements, as we shall note again shortly. What the layman calls a reward is a “positive reinforcer,” the effects of which have been exhaustively studied in the experimental analysis of operant behavior. The effects are not as easily recognized as those of aversive contingencies because they tend to be deferred, and applications have therefore been delayed, but techniques as powerful as the older aversive techniques are now available.
The literature of freedom has never come to grips with techniques of control which do not generate escape or counterattack because it has dealt with the problem in terms of states of mind and feelings. In his book Sovereignty, Bertrand de Jouvenel quotes two important figures in that literature. According to Leibnitz, “Liberty consists in the power to do what one wants to do,” and according to Voltaire, “When I can do what I want to do, there is my liberty for me.” But both writers add a concluding phrase: Leibnitz, “. . . or in the power to want what can be got,” and Voltaire, more candidly, “. . . but I can't help wanting what I do want.” Jouvenel relegates these comments to a footnote, saying that the power to want is a matter of “interior liberty” (the freedom of the inner man!) which falls outside the “gambit of freedom.”
A person wants something if he acts to get it when the occasion arises. A person who says “I want something to eat” will presumably eat when something becomes available. If he says “I want to get warm,” he will presumably move into a warm place when he can. These acts have been reinforced in the past by whatever was wanted. What a person feels when he feels himself wanting something depends upon the circumstances. Food is reinforcing only in a state of deprivation, and a person who wants something to eat may feel parts of that state—for example, hunger pangs. A person who wants to get warm presumably feels cold. Conditions associated with a high probability of responding may also be felt, together with aspects of the present occasion which are similar to those of past occasions upon which behavior has been reinforced. Wanting is not, however, a feeling, nor is a feeling the reason a person acts to get what he wants. Certain contingencies have raised the probability of behavior and at the same time have created conditions which may be felt. Freedom is a matter of contingencies of reinforcement, not of the feelings the contingencies generate. The distinction is particularly important when the contingencies do not generate escape or counterattack.
The uncertainty which surrounds the countercontrol of nonaversive measures is easily exemplified. In the 1930's it seemed necessary to cut agricultural production. The Agricultural Adjustment Act authorized the Secretary of Agriculture to make “rental or benefit payments” to farmers who agreed to produce less—to pay the farmers, in fact, what they would have made on the food they agreed not to produce. It would have been unconstitutional to compel them to reduce production, but the government argued that it was merely inviting them to do so. But the Supreme Court recognized that positive inducement can be as irresistible as aversive measures when it ruled that “the power to confer or withhold unlimited benefit is the power to coerce or destroy.” The decision was later reversed, however, when the Court ruled that “to hold that motive or temptation is equivalent to coercion is to plunge the law into endless difficulties.” We are considering some of these difficulties.
The same issue arises when a government runs a lottery in order to raise revenue to reduce taxes. The government takes the same amount of money from its citizens in both cases, though not necessarily from the same citizens. By running a lottery it avoids certain unwanted consequences: people escape from heavy taxation by moving away or they counterattack by throwing a government which imposes new taxes out of office. A lottery, taking advantage of a stretched variable-ratio schedule of reinforcement, has neither of these effects. The only opposition comes from those who in general oppose gambling enterprises and who are themselves seldom gamblers.
A third example is the practice of inviting prisoners to volunteer for possibly dangerous experiments—for example, on new drugs—in return for better living conditions or shortened sentences. Everyone would protest if the prisoners were forced to participate, but are they really free when positively reinforced, particularly when the condition to be improved or the sentence to be shortened has been imposed by the state?
The literature of freedom has encouraged escape from or attack upon all controllers. It has done so by making any indication of control aversive. Those who manipulate human behavior are said to be evil men, necessarily bent on exploitation. Control is clearly the opposite of freedom, and if freedom is good, control must be bad. What is overlooked is control which does not have aversive consequences at any time. Many social practices essential to the welfare of the species involve the control of one person by another, and no one can suppress them who has any concern for human achievements. We shall see later that in order to maintain the position that all control is wrong, it has been necessary to disguise or conceal the nature of useful practices, to prefer weak practices just because they can be disguised or concealed, and-a most extraordinary result indeed! —to perpetuate punitive measures.
The problem is to free men, not from control, but from certain kinds of control and it can be solved only if our analysis takes all consequences into account. How people feel about control, before or after the literature of freedom has worked on their feelings, does not lead to useful distinctions.
Were it not for the unwarranted generalization that all control is wrong, we should deal with the social environment as simply as we deal with the nonsocial. Although technology has freed men from certain aversive features of the environment, it has not freed them from the environment. We accept the fact that we depend upon the world around us, and we simply change the nature of the dependency. In the same way, to make the social environment as free as possible of aversive stimuli we do not need to destroy that environment or escape from it; we need to redesign it.
Man's struggle for freedom is not due to a will to be free, but to certain behavioral processes characteristic of the human organism, the chief effect of which is the avoidance of or escape from so-called “aversive” features of the environment. Physical and biological technologies have been mainly concerned with natural aversive stimuli; the struggle for freedom is concerned with stimuli intentionally arranged by other people. The literature of freedom has identified the other people and has proposed ways of escaping from them or weakening or destroying their power. It has been successful in reducing the aversive stimuli used in intentional control, but it has made the mistake of defining freedom in terms of states of mind or feelings, and it has therefore not been able to deal effectively with techniques of control which do not breed escape or revolt but nevertheless have aversive consequences. It has been forced to brand all control as wrong and to misrepresent many of the advantages to be gained from a social environment. It is unprepared for the next step, which is not to free men from control but to analyze and change the kinds of control to which they are exposed.
Chapter 9: What is Man?
The picture which emerges from a scientific analysis is not of a body with a person inside, but of a body which is a person in the sense that it displays a complex repertoire of behavior. The picture is, of course, unfamiliar. The man thus portrayed is a stranger, and from the traditional point of view he may not seem to be a man at all. “For at least one hundred years,” said Joseph Wood Crutch, “we have been prejudiced in every theory, including economic determinism, mechanistic behaviorism, and relativism, that reduces the stature of man until he ceases to be man at all in any sense that the humanists of an earlier generation would recognize.” Matson has argued that “the empirical behavioral scientist . . . denies, if only by implication, that a unique being, called Man, exists.” “What is now under attack,” said Maslow, “is the ‘being’ of man.” C. S. Lewis put it quite bluntly: Man is being abolished.
There is clearly some difficulty in identifying the man to whom these expressions refer. Lewis cannot have meant the human species, for not only is it not being abolished, it is filling the earth (As a result it may eventually abolish itself through disease, famine, pollution, or a nuclear holocaust, but that is not what Lewis meant.) Nor are individual men growing less effective or productive. We are told that what is threatened is “man qua man,” or “man in his humanity,” or “man as Thou not It,” or “man as a person not a thing.” These are not very helpful expressions, but they supply a clue. What is being abolished is autonomous man—the inner man, the homunculus, the possessing demon, the man defended by the literatures of freedom and dignity.
His abolition has long been overdue. Autonomous man is a device used to explain what we cannot explain in any other way. He has been constructed from our ignorance, and as our understanding increases, the very stuff of which he is composed vanishes. Science does not dehumanize man, it de-homunculizes him, and it must do so if it is to prevent the abolition of the human species. To man qua man we readily say good riddance. Only by dispossessing him can we turn to the real causes of human behavior. Only then can we turn from the inferred to the observed, from the miraculous to the natural, from the inaccessible to the manipulable.
Science has probably never demanded a more sweeping change in a traditional way of thinking about a subject; nor has there ever been a more important subject. In the traditional picture a person perceives the world around him, selects features to be perceived, discriminates among them, judges them good or bad, changes them to make them better (or, if he is careless, worse), and may be held responsible for his action and justly rewarded or punished for its consequences. In the scientific picture a person is a member of a species shaped by evolutionary contingencies of survival, displaying behavioral processes which bring him under the control of the environment in which he lives, and largely under the control of a social environment which he and millions of others like him have constructed and maintained during the evolution of a culture. The direction of the controlling relation is reversed: a person does not act upon the world, the world acts upon him.
An experimental analysis shifts the determination of behavior from autonomous man to the environment—an environment responsible both for the evolution of the species and for the repertoire acquired by each member. Early versions of environmentalism were inadequate because they could not explain how the environment worked, and much seemed to be left for autonomous man to do. But environmental contingencies now take over functions once attributed to autonomous man, and certain questions arise, Is man then “abolished”? Certainly not as a species or as an individual achiever. It is the autonomous inner man who is abolished, and that is a step forward. But does man not then become merely a victim or passive observer of what is happening to him? He is indeed controlled by his environment, but we must remember that it is an environment largely of his own making. The evolution of a culture is a gigantic exercise in self-control It is often said that a scientific view of man leads to wounded vanity, a sense of hopelessness, and nostalgia But no theory changes what it is a theory about; man remains what he has always been. And a new theory may change what can be done with its subject matter. A scientific view of man offers exciting possibilities. We have not yet seen what man can make of man.